Privacy Policy

1. Introduction

Omega² Wealth Management ("Omega Squared," "we," "our," or "us") respects your privacy and is committed to protecting the personal information you share with us. This Privacy Policy explains what we collect, how we use it, and the choices you have. Securities are offered through Cambridge Investment Research, Inc., member FINRA/SIPC; advisory services are offered through Cambridge Investment Research Advisors, Inc., a Registered Investment Adviser. Cambridge and Omega Squared Wealth Management are not affiliated.

2. Information We Collect

Website Data

When you visit our site, we may automatically collect IP addresses, browser type, device information, referring URLs, pages visited, and similar analytics data. We use cookies and comparable technologies to operate the site, remember preferences, and measure traffic.

Personal Information

When you submit a form, schedule a meeting, become a client, or otherwise communicate with us, we may collect information such as your name, postal address, email address, phone number, employment information, and financial information necessary to provide our services.

Communication Data

We collect and store the content of communications with you — including emails, chat messages, and SMS/text-message conversations — for regulatory compliance, recordkeeping, supervision, and legitimate business purposes. By communicating with us through these channels, you acknowledge that your messages will be retained.

3. How We Use Your Information

We use the information we collect to deliver and administer our services, respond to your inquiries, schedule and conduct meetings, provide market and account-related updates, comply with legal and regulatory obligations, supervise and audit communications, improve our website, and detect and prevent fraud or unauthorized activity.

4. Mobile Messaging (SMS) Disclosure

If you provide us with a mobile phone number, you authorize Omega² Wealth Management to send SMS/text messages to that number.

• Purpose. Messages may include informational alerts, market updates, appointment confirmations and reminders, account-related notices, and operational communications related to the services we provide.
• Frequency. Message frequency varies based on your account activity and the topics you have requested.
• Costs. Message and data rates may apply. Your wireless carrier's standard rates and fees will apply to any messages you send or receive.
• Opt-Out and Help. You may opt out at any time by replying STOP to any message. For assistance, reply HELP or contact us at support@omega2.com or (817) 500-0556.
• Consent. Your consent to receive SMS messages is not a condition of purchasing any product or service. Carriers are not liable for delayed or undelivered messages.

We do not share mobile opt-in data or consent information with third parties or affiliates for their marketing purposes.

5. Regulatory Archiving Notice

Communications between you and Omega² Wealth Management — including email, text messages, chat, and other electronic correspondence — are subject to regulatory oversight by FINRA, the SEC, state regulators, and our broker-dealer (Cambridge Investment Research, Inc.). These communications are captured, retained, and supervised in compliance with applicable books-and-records and recordkeeping rules.

6. Third-Party Sharing

We do not sell your personal information. We share information only as needed to operate our business, including with:

• Our broker-dealer and registered investment adviser, Cambridge Investment Research, and its affiliates, for supervision, clearing, and recordkeeping.
• Service providers under written confidentiality obligations — for example, our CRM, email and messaging platforms, archiving and compliance vendors, custodians, analytics providers, and IT/hosting providers — solely to perform services on our behalf.
• Regulators, law enforcement, courts, and other parties when required by law, subpoena, or to protect our legal rights.

7. Your Choices

You may opt out of marketing emails by following the unsubscribe link in any message, opt out of SMS by replying STOP, and request access to or correction of your personal information by contacting us. Note that recordkeeping and regulatory rules may require us to retain certain information even after you ask us to delete it.

8. Contact Us

Omega² Wealth Management

1670 Keller Pkwy, Suite 263, Keller, TX 76248

support@omega2.com  ·  (817) 500-0556

9. Changes to This Policy

We may update this Privacy Policy from time to time. The "Effective Date" above indicates when the policy was last revised. Material changes will be communicated through the website or, where appropriate, by direct notice.